Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MoneyScience Investment Consultancy (no longer approved here)

    FRN 106043

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2022)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.