Adrian Richard Cloake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LCM Capital LLP
FRN 534658
- [FCA CF] Significant management (since 9 Apr 2024)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (10 Dec 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Dec 2012 to 4 Mar 2015)
- CF11 Money Laundering Reporting (10 Dec 2012 to 4 Mar 2015)
- CF30 Customer (10 Dec 2012 to 8 Dec 2019)
Link Financial Outsourcing Limited
FRN 606817
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Apr 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.