Adrian Paul Walkling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • Director of firm who is not a certification employee or a SMF manager (23 Sep 2021 to 1 Aug 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2023)
    • [PRA CF] Managing a material risk taker (27 Aug 2019 to 31 Aug 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Jul 2023)
    • [PRA CF] Managing a material risk taker (27 Aug 2019 to 31 Aug 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.