Adrian Paul Sargent

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Edinburgh and Castle Credit Union Limited
FRN 213877
- SMF8 Credit Union Senior Manager (since 23 Jun 2021)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 29 Feb 2020)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF28 Systems and controls (1 Nov 2007 to 10 Mar 2008)
- CF14 Risk Assessment (4 Sep 2006 to 31 Oct 2007)
Capital Bank Plc (no longer approved here)
FRN 201944
- CF14 Risk Assessment (4 Sep 2006 to 17 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.