Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF28 Systems and controls (12 Jul 2017 to 5 Dec 2019)
    • CF10 Compliance Oversight (29 Sep 2014 to 17 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.