Adrian Paul Moses

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2023)
    • CF30 Customer (since 5 Sep 2023)
    • CF1 Director (AR) (since 5 Sep 2023)
  • APM Financial Planning Limited

    FRN 1002327

    • (1)Employed By (since 5 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF1 Director (AR) (24 Sep 2013 to 29 Sep 2023)
    • CF30 Customer (24 Sep 2013 to 29 Sep 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (24 Sep 2013 to 29 Sep 2023)
    • CF30 Customer (24 Sep 2013 to 10 Dec 2013)
  • Onside Financial Management Ltd (no longer approved here)

    FRN 607536

    • (1)Employed By (24 Sep 2013 to 5 Oct 2023)
  • Paul Kerr (no longer approved here)

    FRN 211677

    • (11)Employed By (23 Jun 2010 to 5 Jul 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (23 Jun 2010 to 5 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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