Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (since 1 Oct 2012)
    • Employed By (since 15 Oct 2012)
    • Employed By (since 15 Oct 2012)
  • Ward Goodman Asset Management Ltd (no longer approved here)

    FRN 574152

    • Employed By (1 Oct 2012 to 30 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

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