Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ward Goodman Financial Services Ltd
FRN 221867
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (since 1 Oct 2012)
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HK Financial Advice Service Ltd
FRN 440977
- Employed By (since 15 Oct 2012)
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Blanchards Bailey Financial Services Ltd
FRN 544565
- Employed By (since 15 Oct 2012)
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- Employed By (1 Oct 2012 to 30 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.