Adrian Parkin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Holroyd & Co Wealth Management Limited

    FRN 650965

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
    • [FCA CF] Client dealing (since 18 Dec 2023)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF1 Director (1 Mar 2005 to 3 Aug 2007)
    • CF10 Compliance Oversight (1 Mar 2005 to 3 Oct 2006)
    • CF24 Pension Transfer Specialist (4 Apr 2003 to 17 May 2007)
    • CF21 Investment Adviser (4 Apr 2003 to 17 May 2007)
    • CF1 Director (AR) (4 Apr 2003 to 11 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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