Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Apr 2009 to 13 May 2012)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2007 to 20 Jun 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 May 2006 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 30 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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