Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Serone Capital Management LLP
FRN 502305
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Jun 2021 to 19 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2021 to 19 Jan 2023)
- CF30 Customer (18 May 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Mar 2010 to 13 Jun 2016)
- CF11 Money Laundering Reporting (5 Mar 2010 to 13 Jun 2016)
- CF4 Partner (5 Mar 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.