Adrian Nicholas Francis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Apr 2005 to 31 Oct 2007)
    • CF27 Investment Management (29 Apr 2005 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (28 Sep 2004 to 1 Apr 2005)
    • CF27 Investment Management (16 Jul 2003 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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