Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Material risk taker (18 Oct 2022 to 15 May 2023)
    • [FCA CF] Client dealing (4 Aug 2020 to 16 Jun 2023)
    • [FCA CF] Proprietary trader (4 Aug 2020 to 16 Jun 2023)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.