Adrian Michael Johnston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2020)
    • Responsibility for MCD Intermediation (23 Aug 2016 to 16 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2007 to 16 Jul 2018)
    • CF4 Partner (AR) (7 Feb 2007 to 5 Mar 2010)
    • CF1 Director (AR) (16 Jul 2004 to 16 Jul 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Jul 2018)
  • J F Mortgages LLP (no longer approved here)

    FRN 460387

    • Employed By (7 Feb 2007 to 8 Dec 2019)
  • Johnston Financial Ltd (no longer approved here)

    FRN 230877

    • Employed By (16 Jul 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.