Adrian Mee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 24 Feb 2017)
- [FCA CF] Material risk taker (24 Feb 2017 to 17 Dec 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Nov 2024)
- CF30 Customer (15 Dec 2010 to 18 Oct 2013)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 26 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.