Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (22 Oct 2020 to 31 Mar 2022)
    • [FCA CF] Benchmark submission and administration (2 Apr 2018 to 16 Jan 2019)
    • [FCA CF] Material risk taker (2 Apr 2018 to 16 Jan 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Jan 2019)
    • [FCA CF] Benchmark submission and administration (7 Mar 2016 to 16 Jan 2019)
    • CF40 Benchmark submission (4 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF27 Investment Management (10 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.