Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (22 Oct 2020 to 31 Mar 2022)
- [FCA CF] Benchmark submission and administration (2 Apr 2018 to 16 Jan 2019)
- [FCA CF] Material risk taker (2 Apr 2018 to 16 Jan 2019)
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- [FCA CF] Material risk taker (7 Mar 2016 to 16 Jan 2019)
- [FCA CF] Benchmark submission and administration (7 Mar 2016 to 16 Jan 2019)
- CF40 Benchmark submission (4 Jul 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 11 Aug 2015)
- CF27 Investment Management (10 Dec 2002 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.