Adrian Matthew Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 2 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (29 Sep 2021 to 14 Sep 2022)
    • CF29 Significant management (11 Feb 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (10 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Mar 2004 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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