Adrian Lewis Pegg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Seaport Group Europe LLP

    FRN 526965

    • [FCA CF] Client dealing (since 28 May 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2024)
    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (5 Aug 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Apr 2013)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2006 to 24 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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