Adrian Lewis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Weatherbys Bank Limited

    FRN 204571

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 25 Oct 2022)
    • CF30 Customer (7 Oct 2013 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 12 Jan 2011)
    • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Nov 2004 to 6 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.