Adrian Joseph Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • [FCA CF] Significant management (1 Jul 2020 to 30 Jun 2024)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 30 Jun 2024)
    • [FCA CF] Material risk taker (1 Jul 2020 to 30 Jun 2024)
    • CF29 Significant management (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF1 Director (15 Jul 2002 to 13 Feb 2003)
    • CF27 Investment Management (1 Dec 2001 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.