Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Dec 2008)
    • CF4 Partner (AR) (since 1 Jun 2005)
    • (2)Employed By (since 18 Feb 2004)
    • (3)Employed By (1 Nov 2000 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AMA Financial Solutions

  2. controlled function added: (3)Employed By at AMA Financial Solutions

  3. controlled function added: (2)Employed By at AMA Financial Solutions