Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- [FCA CF] Material risk taker (since 16 Nov 2020)
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- CF1 Director (1 Dec 2001 to 14 Feb 2003)
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Feb 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.