Adrian John Harding

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (18 Aug 2008 to 8 Dec 2019)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (18 Aug 2008 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.