Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Sep 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF29 Significant management (30 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (AR) (27 Sep 2022 to 30 Jan 2026)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (27 Sep 2022 to 30 Jan 2026)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (20 Dec 2012 to 14 Jul 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (23 Dec 2009 to 20 Sep 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 May 2008 to 16 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.