Adrian John Calvin Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF4 Partner (AR) (since 18 Feb 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Dec 2012)
- CF4 Partner (AR) (13 Mar 2023 to 25 Jul 2023)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 9 Mar 2024)
CONSTANTIA MORTGAGES LTD
FRN 1008289
- Employed By (since 9 Mar 2024)
Stellenbosch Financial Planning
FRN 592413
- (1)Employed By (since 13 Dec 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (26 Nov 2008 to 11 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.