Adrian James Brown

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harrington Cooper LLP (no longer approved here)

    FRN 529866

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2021)
    • CF11 Money Laundering Reporting (30 Sep 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Sep 2011 to 8 Dec 2019)
    • CF4 Partner (21 Sep 2011 to 6 Jan 2015)
  • AVENUE EUROPE MANAGEMENT, LLP (no longer approved here)

    FRN 400442

    • CF11 Money Laundering Reporting (30 Sep 2004 to 31 Dec 2004)
    • CF10 Compliance Oversight (30 Sep 2004 to 31 Dec 2004)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF11 Money Laundering Reporting (23 Oct 2003 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.