Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amius Limited

    FRN 188130

    • SMF1 (AR) Chief Executive function (since 24 Jun 2022)
    • SMF3 (AR) Executive Director function (since 24 Jun 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Aug 2022)
    • CF3 Chief Executive (10 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
    • (1)Employed By (since 24 Jun 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Mar 2008 to 2 Oct 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 Mar 2008 to 2 Oct 2009)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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