Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Amius Limited
FRN 188130
- SMF1 (AR) Chief Executive function (since 24 Jun 2022)
- SMF3 (AR) Executive Director function (since 24 Jun 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 17 Aug 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Aug 2022)
- CF3 Chief Executive (10 Dec 2014 to 8 Dec 2019)
- CF30 Customer (1 Oct 2013 to 8 Dec 2019)
- CF1 Director (1 Oct 2013 to 8 Dec 2019)
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Amius Futures LLC
FRN 977272
- (1)Employed By (since 24 Jun 2022)
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- CF30 Customer (4 Mar 2008 to 2 Oct 2009)
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- CF30 Customer (4 Mar 2008 to 2 Oct 2009)
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- CF21 Investment Adviser (13 Jan 2006 to 20 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.