Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Nov 2023)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 15 Nov 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • SIMF10 Chair of the Risk Committee (16 Jun 2016 to 9 Dec 2018)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Nov 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 15 Nov 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • SIMF11 Chair of the Audit Committee (16 Jan 2017 to 8 Nov 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 8 Nov 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (3 Oct 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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