Adrian Hallas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited (no longer approved here)
FRN 460421
- CF30 Customer (27 Dec 2018 to 14 May 2020)
- CF1 Director (AR) (27 Dec 2018 to 14 May 2020)
Wellhead IFA Ltd (no longer approved here)
FRN 828720
- Employed By (27 Dec 2018 to 14 May 2020)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (29 May 2018 to 7 Dec 2018)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (5)Employed By (29 May 2018 to 7 Dec 2018)
RINGROSE GRIMSLEY LIMITED (no longer approved here)
FRN 228585
- CF30 Customer (23 Nov 2017 to 1 Mar 2018)
Landmark IFA Limited (no longer approved here)
FRN 225538
- CF30 Customer (24 Jul 2017 to 4 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.