Adrian Gordon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- [FCA CF] Manager of certification employee (16 Jun 2020 to 25 Jun 2020)
- [FCA CF] Client dealing (27 Mar 2020 to 25 Jun 2020)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Client dealing (27 Mar 2020 to 25 Jun 2020)
- [FCA CF] Manager of certification employee (27 Mar 2020 to 25 Jun 2020)
- CF30 Customer (2 Sep 2016 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (8 Dec 2016 to 13 Jan 2017)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF1 Director (30 Jan 2014 to 1 Oct 2015)
- CF30 Customer (1 Nov 2013 to 1 Oct 2015)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.