Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (28 Sep 2020 to 27 Jan 2021)
    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 27 Jan 2021)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 12 Sep 2020)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
    • CF1 Director (12 May 2004 to 21 Oct 2013)
    • CF22 Investment Adviser (Trainee) (12 May 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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