Adrian Gerard O'Neill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
    • [FCA CF] Client dealing (since 20 Jun 2024)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (11 Dec 2008 to 18 Sep 2012)
  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
    • CF27 Investment Management (21 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Mar 2002 to 21 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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