Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Client dealing (since 25 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 25 Jan 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • (3)Employed By (since 25 Jan 2021)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Dec 2020)
  • Bluetrust Limited (no longer approved here)

    FRN 514224

    • CF30 Customer (21 May 2010 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.