Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 18 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.