Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2020)
    • SMF3 Executive Director (since 7 Jul 2020)
    • Responsible for Insurance Distribution (since 7 Jul 2020)
    • Responsibility for MCD Intermediation (since 7 Jul 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (9 Aug 2023 to 11 Jan 2024)
  • Hestia Financial Planning Ltd (no longer approved here)

    FRN 999836

    • (1)Employed By (9 Aug 2023 to 11 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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