Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • [FCA CF] Significant management (1 May 2025 to 27 Feb 2026)
    • [FCA CF] Material risk taker (1 May 2025 to 27 Feb 2026)
    • [FCA CF] Manager of certification employee (1 May 2025 to 27 Feb 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Material risk taker (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Significant management (4 Feb 2019 to 27 Feb 2026)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Material risk taker (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Significant management (4 Feb 2019 to 27 Feb 2026)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Material risk taker (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Significant management (4 Feb 2019 to 27 Feb 2026)
    • [FCA CF] Manager of certification employee (4 Feb 2019 to 27 Feb 2026)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.