Adrian Dean Yates

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Apr 2008)
    • CF7 Sole Trader (AR) (14 Jun 2004 to 14 Jun 2004)
    • CF22 Investment Adviser (Trainee) (14 Jun 2004 to 14 Jun 2004)
  • Adrian Yates

    FRN 480938

    • (1)Employed By (since 3 Apr 2008)
  • Meridian Wealth Management (no longer approved here)

    FRN 401207

    • (1)Employed By (14 Jun 2004 to 14 Jun 2004)
  • Pensioncheckers Ltd (no longer approved here)

    FRN 400967

    • (2)Employed By (21 May 2004 to 12 Sep 2005)
  • Wychbury Asset Management (no longer approved here)

    FRN 182854

    • Employed By (23 Aug 1999 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Adrian Yates

  2. controlled function added: (1)Employed By at Adrian Yates