Adrian David Rates

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • [FCA CF] Client dealing (5 Mar 2021 to 1 Jul 2022)
    • CF4 Partner (11 Apr 2011 to 6 Dec 2019)
    • CF30 Customer (12 Apr 2010 to 8 Dec 2019)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF4 Partner (11 Aug 2004 to 26 Mar 2010)
    • CF27 Investment Management (18 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (26 Nov 2003 to 18 Feb 2004)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (1 Dec 2001 to 7 Mar 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 7 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.