Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 27 Oct 2017)
- CF29 Significant management (11 Jun 2012 to 6 Mar 2016)
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- CF29 Significant management (15 Feb 2016 to 27 Oct 2017)
- CF2 Non Executive Director (15 Feb 2016 to 27 Oct 2017)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2012)
- CF26 Customer Trading (3 Jun 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (27 Mar 2003 to 5 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.