Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
- CF30 Customer (9 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (10 Feb 2009 to 12 Feb 2010)
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- CF30 Customer (5 Jan 2008 to 9 Feb 2009)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
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- Employed By (12 Jan 2005 to 30 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.