Adrian Christopher Bates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 6 Jul 2007)
  • Chris Bates (no longer approved here)

    FRN 464985

    • Employed By (12 Mar 2007 to 29 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.