Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (17 May 2017 to 8 Dec 2019)
    • CF1 Director (17 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 May 2017 to 8 Dec 2019)
  • Roy Ling Limited (no longer approved here)

    FRN 472551

    • CF2 Non Executive Director (25 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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