Adrian Bruce Wallwork

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (8 May 2008 to 8 Dec 2019)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF27 Investment Management (11 Aug 2005 to 31 Jul 2007)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF27 Investment Management (1 Dec 2001 to 23 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.