Adrian Boehler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 16 Sep 2019)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Sep 2019)
    • [FCA CF] Client dealing (since 16 Sep 2019)
    • [FCA CF] Material risk taker (since 16 Sep 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
    • CF21 Investment Adviser (14 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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