Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JALAPENO (UK) LIMITED
FRN 433988
- (2)Employed By (since 13 Feb 2024)
- (5)Employed By (22 Dec 2017 to 13 Feb 2024)
-
2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
- CF30 Customer (since 27 Jan 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2024)
- CF30 Customer (22 Dec 2017 to 13 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at JALAPENO (UK) LIMITED
-
controlled function added: (5)Employed By at JALAPENO (UK) LIMITED
-
controlled function added: (2)Employed By at JALAPENO (UK) LIMITED