Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 16 Jun 2025)
- [FCA CF] Algorithmic trading (since 9 Jun 2025)
- [FCA CF] Material risk taker (since 17 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2024)
- [FCA CF] Client dealing (since 19 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.