Adrian Astley Sinclair

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2025)
    • [FCA CF] Client dealing (since 16 Dec 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (25 Mar 2023 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (25 Mar 2023 to 7 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2003 to 3 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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