Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Nov 2017)
- CF30 Customer (since 9 Nov 2017)
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Prime Wealth Management Ltd
FRN 793539
- (2)Employed By (since 9 Nov 2017)
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- CF30 Customer (7 Aug 2012 to 6 Mar 2016)
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- CF30 Customer (7 Jul 2011 to 10 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.