Adnan Aziz Ahmed

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Capital Partners LLP

    FRN 470085

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (16 Aug 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Aug 2007 to 8 Dec 2019)
    • CF4 Partner (16 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF27 Investment Management (10 Oct 2002 to 10 Feb 2006)
    • CF21 Investment Adviser (12 Jun 2002 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.