Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 17 Mar 2023)
- [FCA CF] Manager of certification employee (since 26 Sep 2019)
- [FCA CF] Client dealing (since 18 Nov 2016)
- [FCA CF] Significant management (17 Mar 2023 to 8 Aug 2023)
- [FCA CF] Manager of certification employee (18 Nov 2016 to 4 Jul 2018)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 17 Mar 2023)
- [FCA CF] Significant management (17 Mar 2023 to 8 Aug 2023)
- [FCA CF] Manager of certification employee (26 Sep 2019 to 18 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.