Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (18 Oct 2016 to 22 Jul 2022)
    • CF30 Customer (12 Dec 2011 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (13 Jul 2010 to 6 Sep 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Oct 2009)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 Oct 2009)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.